Our client is a fund management company (LFMC) by MAS in 2020.

They formed a multi-service mainline of wealth management, asset management, global open product platforms, and Internet finance, providing high-net-worth clients with comprehensive financial services such as wealth management, overseas asset allocation, high-end insurance, and high-end education.

Responsibilities

• Implement and maintain effective compliance framework, policies and internal controls for adherence to MAS requirements

• Monitor and maintain enterprise-wide risk assessment procedures and AML/CFT & KYC checks on a continual and timely basis

• Keeping abreast on all regulatory updates & support management and business lines on compliance issues

• Perform investigations and review suspicious transactions/ alerts. Carry out proper escalations and file Suspicious Transaction Reports (STRs) with relevant authorities as necessary

• Support any matters related to licensing

Requirements

• Experience with local regulations and sound understanding of Payment Service Act, Digital Payment Token (DPT), and KYC/CFT regulations is required

• Experience and background in AML program implementation in blockchain and global financial services / fintech environment have an added advantage

• At least 3 to 7 years of compliance experience in a financial institution and holds minimally a Bachelor Degree in Law /Finance/Compliance or any other equivalent qualifications

• AML accredited from a recognized institution (ACAMS or ICA)

• Strong verbal and written communication capabilities and is driven with agile problem-solving skills that thrives in ambiguous environment independently

What's next?

If you're interested in this role, click Apply To Position or drop an email to

Don Chan
Senior Consultant
EA Personnel Number: R1763146

EA License Number: 20C0292

Originally posted on Himalayas