Qualifications

• Established investment or wealth advisor with an existing book of business.
• Demonstrated experience managing client relationships and investment portfolios.
• Series 65 required or ability to satisfy applicable registration requirements.
• Proven ability to retain clients and grow assets under management.
• Strong investment, communication, and relationship-management skills.
• Entrepreneurial mindset and ability to operate independently.
• Commitment to a fiduciary, client-first approach.
• Alignment with Exemplar’s values and culture.

Preferred Qualifications

• CFP® designation.
• Experience serving HNW/UHNW clients.
• Significant AUM.
• Experience with alternative investments/private markets.
• Experience with entrepreneurs, business owners, executives, or complex families.
• Existing professional referral network.
• Experience operating within an RIA or independent advisory model.

Why Exemplar?

Bring your book. Grow your practice. Serve your clients more completely.

• Existing Book of Business: Continue serving the clients and relationships you have already built.
• Expand Client Revenue: Introduce additional services and solutions to existing clients through Exemplar’s broader platform.
• Integrated Platform: Access coordinated expertise across investments, tax, legal, estate planning, insurance, business advisory, capital markets, and alternatives.
• Technology: Benefit from a fully integrated technology platform designed to support your practice and client experience.
• Entrepreneurial Model: Operate with the flexibility and autonomy of a 1099 affiliation.
• Collaborative Resources: Work alongside professionals who can help address the increasingly complex needs of your clients.
• Competitive Economics: Competitive advisor payout structure designed for experienced advisors.

Who We're Looking For

We are looking for an advisor who has already built a successful practice and wants to take it to the next level.

You have strong client relationships, an established book of business, and the entrepreneurial drive to continue growing. You also recognize that today’s affluent clients need more than investment management alone—and you want the resources and professional expertise to provide a truly comprehensive advisory experience.

If you’re looking for a better way to serve your existing clients while creating additional opportunities to grow your practice and revenue, Exemplar Wealth Advisors may be the right fit.

Bring your relationships. Bring your expertise. Bring your book. We’ll provide the platform to help you build what’s next.

Originally posted on Himalayas